Director – Compliance

Gautam is a seasoned compliance professional with over a decade of experience in the financial services industry, with a strong specialization in Anti-Money Laundering (AML) compliance. His career began at Citibank in Bahrain, where he developed a solid foundation in financial analysis as a Credit Analyst before transitioning into AML, setting the stage for a focused compliance career.

From 2017 to 2021, Gautam served as the Money Laundering Reporting Officer (MLRO) and Compliance Officer at Klay Capital in the Dubai International Financial Centre (DIFC), where he played a key role in building the firm’s compliance framework. From 2021-2023, he was based in Singapore and served as Senior Compliance Manager, where he continued to lead and enhance AML and regulatory compliance programs.

Gautam holds a Bachelor’s degree in Economics from Mumbai University and a suite of AML certifications, underscoring his deep commitment to regulatory excellence and ethical financial practices.